Business Risk Consultant

Job summary

About threesixty As part of Fintel Services, we are a leading UK provider of compliance, regulatory and business‑support services for financial advice firms. We offer practical guidance, training, research and helpdesk support to strengthen governance, help advisers manage regulatory responsibilities and operate more efficiently.

Benefits

Qualifications

• Be willing to undertake project work as required.
• 5 years successful experience delivering consultancy services to the investment management and intermediary community.
• Level 4 Diploma in Financial Services with the motivation to achieve Level 6 and other risk-related
• fully supported by the business)
• Experience of working with vertically integrated firms, which includes knowledge of the regulatory
• which apply to MIFIDPRU firms including both prudential and conduct of business
• A good understanding of vertically integrated firm’s business strategies.
• Ability to manage and deliver a varied and busy workload.
• Detailed knowledge of the regulatory framework.
• Understanding of how investment management and financial advice firms operate.
• Understanding of the need to blend commercial and regulatory obligations.
• Desirable

Responsibilities

• and operate more efficiently.
• We’re looking for an experienced Business Risk Consultant to join a high-performing compliance consultancy team supporting investment management and financial advice across the UK.
• You'll have a varied portfolio of clients across both discretionary investment management and financial advice firms
• You'll expand your regulatory knowledge
• You'll have the opportunity to engage with the Regulator and have exposure to more complex regulatory work
• What you'll do
• Take primary responsibility for managing client queries sent to the Discretionary Investment Management (DIM) team with support from the rest of the team.

Skills

Degrees

Work schedule

Travel

Industry

Contract length